Landmark Verdict on Trading

Posted by Ellen Bessner in Advisor Marketing, Broker-Dealer Marketing, Business Planning, Clarity & Focus on December 1st, 2009 | no responses

Originally published in the National Post on May 20, 2008.

Everyone in the securities industry will want to give Superior Court Justice Thomas Lederer a big hug after reading this article describing the March, 2008, decision in which he dismissed a client’s claim when he sought to have his advisor (Leach) and investment dealer (Merrill Lynch) reimburse him for losses after seeking high returns in a risky investment strategy.

pull text from http://www.casselsbrock.com/docs%5CLandmark_Verdict_on_Trading.pdf

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